Regulatory & Disputes | (IBBI / SEBI / RBI/ PFRDA/ IRDAI)
Our team represents and advises clients on various aspects of securities litigation and arbitration before various courts and tribunals, including the Securities Appellate Tribunal. We have represented a wide range of clients before SEBI, IRDAI, IBBI and appellate levels in matters pertaining to violations of securities and insurance laws such as insider trading, takeovers, PFUTP, spoofing and disruptive trading, misappropriation of confidential information, CIS, PMLA, etc.
White Collar & Regulatory Defence
Our team advises clients on corporate governance, compliance, securities and white collar criminal defence. We provide comprehensive representation in matters related to accounting irregularities, breach of fiduciary duty claim, broker-dealer defence, “clawback” actions by receivers & trustees, corporate control disputes, director and officer liability cases and internal investigations.
Commodities & Derivatives Enforcement
Our team advises financial institutions, fintech ventures, investment funds, broking houses, trading platforms, and corporate end-users across a wide range of financial matters involving complex derivatives, trading platforms and hedging transactions across all markets, including interest rates, credit, FX, energy, metals, agriculture, and cryptocurrencies, as well as equity-linked financial products.
Financial Sector Compliances
Our team advises regulated companies, market intermediaries and investment funds on a broad range of issues relating to corporate governance. Recent updates for new circulars issued by SEBI / IRDAI/ RBI/ NSE / BSE / MCX / NCDEX / CDSL is made available to the organisation efficiently.
Additionally, our team hand holds the clients in key compliance areas like Enhanced Supervision and Reporting, settlement of funds/securities, margin reporting, Reporting Reconciliation, etc. Our team circulates regular due-date reminders for various compliance filings, as necessitated by various regulators. This ensures timely submissions to the regulators and non-levy of penalties.
REITs & Real Estate Securities
Our team has substantial experience in real estate securities, real estate investment trusts and real estate-based securities. We advise clients involved in listed and non-listed real estate securities.
Our attorneys work closely with numerous participants involved in the real estate securities industry, including developers, sellers, investors, investment banks, leading lenders and related industry associations. We provide them with a diverse scope of services, from structuring and forming REITs to addressing applicable regulations.
System & Process Review
lients seek our advice on claims relating to accounting irregularities, M&A-related issues, IPO-related issues, allegedly false or misleading statements, data breaches and other cybersecurity issues. Our team is engaged to conduct internal investigations relating to allegations of breach of fiduciary duties, insider trading and other misconduct.
Our team has broad experience conducting clients’ most sensitive workplace internal investigations/audits. We investigate, report on and resolve whistleblower claims & retaliation allegations brought against senior executives and corporations.
